Symphony CLO 40, Ltd., an exempted company incorporated with limited liability under the laws of Bermuda (the "Issuer") and Symphony CLO 40, LLC, a Delaware limited liability company (the "Co-Issuer"). The Issuer and the Co-Issuer are together referred to as the "Co-Issuers".

Symphony CLO 40, Ltd and Symphony CLO 40, LLC US$0 Class B Senior Secured Floating Rate Notes due January 14, 2034 – Regulation S Notes